Small Wars Journal

Plan B in Iraq

Thu, 05/31/2007 - 8:03pm

Plan B in Iraq

Beyond the Surge: Keeping the Military Relevant in an Asymmetric World

Fernando Martinez Luján

Regardless of “the Surge’s” outcome this summer, growing domestic political pressure will likely soon force American decision-makers to “pull the plug” on the large US troop presence in Iraq. Faced with this difficult situation, senior military and civilian leaders must act now to develop a viable “Plan B” as an alternative to precipitous, forced troop withdrawal. By necessity, this Plan B must incorporate both a smaller, sustainable troop presence and a series of sweeping organizational reforms to address the military’s badly outdated intervention strategies.

Yet the stumbling in Iraq is only a symptom of a much larger problem: America’s military and civilian institutions, organized for Cold War conflict have grown increasingly incapable of dealing with today’s world of failing states, insurgencies, humanitarian crises, and non-state actors. Without a major reform of institutions—leveraging interagency elements, developing more nuanced and culturally-attuned forces, and recognizing the importance of the media—the changing dynamics in areas of conflict will make American power increasingly irrelevant.

The Surge: Mission Impossible?

While public opinion is still radically divided regarding the ongoing plan to “surge” 21,500 additional American troops into Iraq, there can be little argument that the next 12 months will be decisive to America’s future. Despite attempts by the administration to portray the new plan as only one option out of many remaining, most media outlets are now describing the troop increase as a “last chance” for American and Iraqi forces to “secure the country.” As a result, insurgents and death squads can win by not losing. They understand that in a war that is being fought largely in the news, any major attack conducted during the surge discredits the US and helps mark this “last chance” as a failure. Even if the attacks occur in less defended areas outside of Baghdad and Anbar—away from where the surge is targeted—the insurgents know that the resulting 10-second news sound bites will make no distinction.

Once the additional troops are in place this summer (and even better, once American leadership has begun to call the new plan a success), the insurgents will be in ideal position to conduct a Tet Offensive-style campaign of escalated attacks to cripple any remaining US domestic support. But unlike the North Vietnamese, they will need to not attack US bases directly to achieve their aims; attacks against markets, mosques, schools, and other soft targets will be just as effective at reinforcing the perception that the surge has failed and the war is hopeless.

To make matters worse, the timing for the troop increase coincides with the run-up to the 2008 US elections. As early campaign speeches already show, the majority of presidential candidates have chosen some kind of troop withdrawal as a central part of their platform. Regardless of whether the surge results in limited success or limited failure, there is little chance that the newly elected President of the United States—Republican or Democrat—will be —or able to support sustained troop levels for more than a few months after taking office. Polls conducted in early spring 2007 by ABC, Associated Press, Wall Street Journal and Washington Post reinforce these predictions, showing that a growing majority of voting-age Americans support withdrawal within 12 months and see the situation in Iraq as “un-winnable.”

Meanwhile, the strain on the Army and Marines has grown to the point where continued deployment—even at pre-surge levels—will force ever greater mobilization of diluted and less-trained reserve forces, push retention levels to all time lows, and in the words of the National Security Advisory Group, risk “breaking the force.” As the group (chaired by former Secretary of Defense William Perry) details in its 2006 report, current operational demands “pose a very real threat to future security:” Even if the Army succeeds in meeting its recruiting and retention goals, it is already showing a deficit of 18,000 personnel in its junior enlisted ranks and is soon expected to fall short by 30,000 soldiers overall. Over 95% of National Guard and Reserve combat units have been mobilized and there is little remaining combat capacity remaining, short of rewriting the statutory rules that govern deployments. The smaller Marine Corps is being affected to an even greater extent: All active duty Marine units are on a continual “tight” rotation schedule, with 7 months deployed, less than a year home to refit, then another 7 months deployed.

The situation is critical for the senior leaders charged with ”winning” the war. They must develop plans to address the changing conditions at home and abroad, informed by the recognition that deployment of over 100,000 troops in Iraq will soon become untenable. The continued assumption that existing troop levels can be maintained is a prescription for certain failure. Instead, a more sustainable “Plan B” should be developed and presented to policymakers as an alternative to forced, precipitous withdrawal. The alternate plan must begin with a fundamental acceptance that the existing paradigm for military intervention is no longer adequate and a new framework is needed. Plan B would incorporate three critical elements: 1) A generational approach to the Iraq War based on the idea of smaller, embedded forces and long-term institution building. 2) A massive mobilization of talent from both civilian and military society to engage with Iraqi institutions across a broad front. 3) A drastically increased focus on information warfare and the role of public opinion. Yet these three components represent only the first steps towards an essential and all encompassing reform of America’s military and civilian institutions. The alternate organizational strategy embodied by Plan B points the way towards a new type of bifurcated force structure – a force consisting of two distinct but complementary conventional warfare and nation building elements-- that will become indispensable for success in future conflicts.

Football and Water Polo: How Did The Situation Get So Bad?

Before examining a solution, we must first understand the problem: The most fundamental reason behind the deteriorating security situation in Iraq is outdated organizational structure and culture. During a January 2007 lecture at the Fletcher School, Cofer Black (President Bush’s former State Department Coordinator for Counterterrorism) described the changing position of our security-related agencies and departments this way: “Before 9-11 we were like a fantastic football team. We could run and pass and tackle. We were invincible, and we ran through the doors of the stadium on game day ready to tear apart our opponents …. but instead of a field we found a swimming pool, and everyone was wearing goofy hats. The game was water polo, and we had no idea how to play it.”

Due to several factors that included major technological advantages, a lack of serious asymmetric (or unconventional) threats, and a desire to not repeat the Vietnam experience, the US pursued a doctrine prior to 9-11 that emphasized overwhelming firepower and decisive engagement. This approach – named the Powell doctrine after its greatest proponent, former Chairman of the Joint Chiefs of Staff and Secretary of State Colin Powell -- asserts that when the United States engages in war, every resource and tool should be used to achieve overwhelming force against the enemy, minimizing US casualties and ending the conflict quickly by forcing the weaker force to capitulate. (Hence the initial “Shock and Awe” campaign in Iraq.) This philosophy of overwhelming force has its roots in the writings of Carl von Clausewitz and has been used successfully in conflicts over the past 200 years. But sadly, it has not proved effective in Iraq, and it will grow even less effective in the future. The doctrine that was perfected during the Cold War has begun to break down in today’s unipolar world of non-state actors, humanitarian crises, and failing states.

These emerging asymmetric conflicts (whereby weaker, non-state enemies attempt to circumvent superior military power through surprise and ruthlessness) refuse to be classified, understood, or fought in terms of the old doctrine: Decisive, quick victory is impossible. Success lies not in the number of enemies killed, but in the difficult campaign for “hearts and minds.” The use of firepower is often counterproductive. Technology and expensive equipment offer little advantage. Initiative, adaptability, and cultural understanding at the lowest level are often the most critical factors.

Yet to this day, the philosophy of overwhelming force and the legacy of conventional organizational architecture largely continues to shape stability operations: American Divisions are still generally organized to conduct synchronized, large-scale battles against advancing tank columns. Orders flow from top to bottom and war plans are created at the highest levels. Combat forces are formed into stove-piped, hierarchical, Napoleonic brigades, with high-level staffs growing wildly bloated in an effort to analyze all available data, develop strategies, and issue commands to their waiting subordinates. Innovation typically arises in spite of (rather than because of) organizational structures. Mid-level and senior commanders raised in pre-9/11 years stress kinetic (or offensive) operations and conduct large scale “search and destroy” type missions, fruitlessly attempting to flush out elusive enemies that refuse open combat and hide perfectly within the population. Deployed units—discouraged from taking risks or experimenting to develop better tactics—are concentrated on huge “super-bases” with little meaningful partnership or interaction with Iraqis. Initiative on the ground is replaced by strict rules and the need to gain “approval from higher,” usually through an elaborate process of Power Point slide requirements sent over secure e-mail.

The centralization and bureaucracy exhibited by military forces only encourages a similar trend in the inter-agency (ie government but non-military), multinational, and private entities that ostensibly support them. Invaluable assets such as linguists, analysts, and technical advisors are often retained at the highest level instead of being sent down to the units engaged in the reconstruction and stability effort. The majority of civilian support personnel are confined to the most secure areas, far removed from the realities of local politics, intimidation, and survival (for more, read Imperial Life in the Emerald City by Washington Post writer Rajiv Chandrasekaran). Huge military staffs become so bloated with haphazardly added interagency and contractor personnel that their primary purpose—supporting forces on the ground—is obscured by the production of meaningless slide presentations and 100 page reports. In such an environment—where weekly Latin Dance nights, Burger King, swimming pools, and ice cream are the norm—it is easy to understand how reconstruction plans have failed to fully address the needs of Iraqis. The salient truth is that no plan developed in such an isolated environment can ever hope to save Iraq or curb the violence. In other words, Iraq is far too granular and complex for a plan developed in the “Green Zone.” Interagency resources must be pushed down to the lowest level, fully integrated with military forces, then empowered to plan and execute in a decentralized manner.

This in not to suggest that there has been no attempt to include other agencies outside of the “Green Zone.” The military’s interim solution, the “Provincial Reconstruction Team” (PRT), is certainly a step in the right direction. In theory, this interagency team, consisting of elements from the State Department, the Agency for International Development, various NGOs, and other reconstruction-related groups would work cooperatively at the provincial level to “win hearts and minds.” However, in practice, the PRTs are generally understaffed by inter-agency personnel, not integrated fully with the efforts of American ‘combat units,’ and lacking an effective program to develop the capability of Iraqi administrators. Those civilian personnel assigned duty at far-flung firebases are often very junior and uninformed about joint operations. A comprehensive reform in the way America staffs, organizes, trains, and employs its interagency forces overseas is becoming increasingly urgent. None of the involved agencies have committed to developing a robust cadre of professional, deployable, and fully trained personnel capable of operating completely outside of the familiar embassy circuit. Instead, the military—still organizationally outdated and struggling to transform itself out of Cold War paradigms—has become increasingly tasked to perform the whole range of reconstruction and security activities with little interagency support. Secretary Rice’s request earlier this year for military assistance in filling the State Department’s assigned PRT billets vividly illustrates this problem.

Closing Windows of Opportunity in Iraq

Perhaps the best way to illustrate the impact of these collective organizational shortcomings is to imagine the Iraq War as a series of closing windows of opportunity: In the days after toppling Saddam’s regime, coalition forces had a rapidly closing window of opportunity to re-establish basic services and security before losing the confidence of Iraqi citizens. The outdated organizational concepts I’ve described played a critical role by encouraging misplaced operational and strategic focus. Instead of capitalizing on existing Iraqi power structures and working through local institutions, interim US administrators drafted short-sighted policies such as de-Baathification and the demobilization of the Iraqi military which only helped sow the seeds of a powerful insurgency. Instead of leveraging interagency expertise and planning in advance for the complex political and cultural geography, planning initiatives such as the Free Iraq Project were brushed aside in favor of traditional military war plans (as detailed by former senior State Department Advisor David Phillips in his book, Losing Iraq: Inside the Postwar Reconstruction Fiasco). By failing to meet the initial window of opportunity in Iraq and leaving local citizens vulnerable to mass looting, food shortages, unemployment, and politically motivated violence, the coalition set into motion events which would begin the long, slow decline into chaos.

The loss of Iraqi confidence in the first few months enabled other actors to use grievances to recruit followers, gain power, and eventually oppose coalition efforts. In this sense, one failed window of opportunity led to others, each more difficult and more disastrous if unmet: The neutralization and/or integration of Sadr’s Militia, the reconciliation of Sunni moderates, the blocking of “Mughaweer” militiamen attempting to infiltrate Iraqi Police Forces, the engagement of regional actors – none of these goals necessary for security was accomplished. At each stage, the military’s outdated structure and procedures only made each task more difficult by wasting valuable time: Time that could have been devoted to containment of insurgent elements and large-scale reconstruction was instead spent learning hard lessons, attempting to adapt the military’s culture to a counterinsurgency, and forming ad hoc organizations to conduct vital training and development missions—which, prior to the war, were seen as ancillary concerns at best.

This summer, the US-led coalition faces a final closing window of opportunity: They must hand off security responsibilities to reasonably competent Iraqi forces and begin drawing down troop levels before logistical, political, or operational concerns force a precipitous withdrawal. If a handoff cannot be done on coalition terms, the consequences will go far beyond military defeat. Foreign policy experts continue to debate about a whole range of likely nightmarish scenarios, including the emergence of a Sunni-dominated mini-state that facilitates international terrorism, an upsurge in sectarian violence that rips the nation apart and leads to genocidal activity, the rise of a nuclear Iran as a regional hegemon, and the permanent loss of US prestige.

Despite these dire possibilities, there have been some encouraging signs of change: Lieutenant General David Petraeus and his small cadre of counterinsurgency experts have assumed command in Iraq and set to work reversing the long-standing culture of conventional-minded operations. The surge beyond its obvious call for more troops, also calls for a renewed focus on securing civilian populations and working to win hearts and minds. Coupled with the other economic, political, and structural reforms unveiled earlier this year, the overall Iraq strategy has clearly improved on many fronts. But given the rapidly changing political situation at home and the state of our overstretched military, the simple reality is that time is going to run out for the surge. An alternate plan is needed, built upon the assumption that the current troop presence will be forcibly drawn down in the near future by political pressures. The following represents an outline for such a “Plan B” based upon three critical policy initiatives that leaders at the highest levels of government must consider.

Critical Step #1: Force a Paradigm Shift -- Smaller, Embedded, and Long-Term

The first critical step attacks the fundamental cause of failure and makes immediate, sweeping changes to the organization of forces on the ground. Senior governmental leaders must preempt a politically-forced, complete withdrawal from Iraq by presenting an alternate plan that incorporates major organizational changes and significant—but not total—troop reductions. Plan B would force a paradigm shift in the way our troops are organized and directed on the ground. The US military in Iraq would be drawn down drastically to reflect a mission focused exclusively on combat advisor duties and long-term engagement. The rhetoric and policy of “decisive victory” would be scrapped in favor of a generational approach. Attempting to surge forces into Iraq in hopes of speeding up the process of bringing a functional central government, competent security forces, and a self-sustaining economy to Iraq is simply unrealistic; Plan B would reduce the US presence as much as possible while simultaneously increasing integration with Iraqi forces. This smaller, more sustainable force structure — numbering 35,000 troops or less -- will send the message that these advisory teams are “here to stay,” and capable of working with Iraqi security forces for as long as necessary.

After a careful 12-18 month phased redeployment of excess combat units, the remaining troops would be organized into small groups of specially selected and trained American advisors working exclusively within Iraqi Security Forces. Instead of the traditional framework of brigades and battalions on huge “mega-bases,” US forces would operate in platoon-sized elements (approximately 30 men), completely embedded with larger Iraqi Security Forces and supported by interagency elements, civil society, and private contractors. The advisors’ role would be to provide mentorship, ensure the Iraqi forces work against the insurgency and sectarian violence, and call for reinforcements or air support if needed. Rather than attempting to directly intervene in the growing civil strife, this strategy focuses working with the Iraqi soldiers and policemen that will continue the fight long after the coalition withdraws. Advisors would evaluate and build local forces in the best way known to work, gaining their trust by eating, sleeping, training, and fighting along their counterparts at all levels in the chain of command. Iraqi leaders or soldiers found to be corrupt or incompetent would be replaced, their jobs turned over to the most effective and progressive of their subordinates.

Detractors who might ask, “What about the security of these small advisor elements? What if one of these platoons gets in trouble?” should remember that this type of program has already been in existence in Iraq for some time, on a smaller scale. Hundreds of Military Transition Teams (MiTT) exist in Iraq today, each consisting of 10-15 senior NCOs and officers. A large proportion of these teams already live completely embedded within their assigned Iraqi units. To this date, not a single MiTT team has been overrun by insurgents. MiTT teams, though seemingly more exposed and isolated, are generally less vulnerable because of the ties they’ve forged with their Iraqi counterparts. The Iraqi units feel a brotherly bond with their American advisors and hold themselves responsible for the MiTT team’s safety. The MiTT model has to be grown to be a primary elemnent of the US strategy.

As an additional safeguard, these dispersed, decentralized teams would also be covered by a perpetual “security umbrella,” provided by standard, conventional units. What many American leaders have failed to recognize is that in this new century, with technology and communication constantly evolving, the threat of immediate, lethal force is more potent than the actual presence of force. The tank on the street corner is more obtrusive and less important than the idea that a flight of fighter jets and a company of helicopter-borne shock troops are only a radio call away. While most of the overt American military presence would be withdrawn from country, a small but well-equipped presence of traditionally organized military forces would be retained in regionally positioned Quick Reaction Force (QRF) bases. From these few bases—far enough away from civilian populations to reduce frictions but close enough to respond—the more heavily armed standard military units could offer assistance by sending mechanized or helicopter-borne reinforcements and/or medical assets (MEDEVAC). With the assistance of the Air Force, these regionally located bases could also run 24-hour Combat Air Patrols (CAP) to provide the air support needed in the event of a serious enemy attack. Some mechanized ground units would also be pushed out as necessary to the Iranian border where their thermal sensors could make a difference in securing the vast desert expanses.

Yet the changed military framework called for under Plan B represents only half of the needed organizational reforms. The military advisor teams are designed to form part of a broader interagency network that would be embedded in all major Iraqi institutions—the army, the police, the courts, the government, the education system, and so on. In the same way that the military advisory teams would work with Iraqi security forces, newly created civil advisory teams would partner with their Iraqi counterparts to focus on capacity building, rule of law, development, and governance. The existing concept of Provincial Reconstruction Teams does not go far enough—PRTs must be further decentralized and embedded within standing institutions at the lowest level possible. Without fully embedding civil advisors, American-led forces remain blind to the infiltration or influence of foreign or corrupt powers. Take for instance the example of a PRT-sponsored water purification plant in southern Iraq: After a very modest turn-out for the “ribbon cutting” ceremony to open the new facility in March 2006, US civil affairs personnel later discovered that a huge, second ceremony had been conducted only hours later in their absence—and that the entire project had been publicly attributed to the benevolent Iranian government! By embedding as closely as possible with the most critical Iraqi institutions, US-led forces can increase their ability to build productive relationships and expose the most harmful or corrupt actors.

Under Plan B, interagency and military elements would thus form a dispersed network of embedded advisor teams working through Iraqi institutions to help improve Iraqi society and governance. Top-heavy bureaucratic structures would be ruthlessly stripped away. To synchronize efforts, the various teams would still be grouped into provincially-sized geographic regions and issued guidance by an overall military leader, but cooperation and initiative would be the guiding principles. Instead of awaiting specific, detailed plans from headquarters in Baghdad, each team would be given general “mission type guidance” and given the freedom to determine the best way to contribute to the overall intent. Each team’s mission would define its composition, whether it be assisting a local mayor to bring basic services to his people, establishing a court system, or building a cadre of trained civil engineers. Select teams would be empowered with an “FDR New Deal” type charter to create a job corps and develop projects on a massive scale. A system of “reverse embeds” would also be created to allow the next generation of Iraqi administrators to learn by working within American-led teams, thus building an indigenous capacity to continue reconstruction efforts after the coalition withdraws. The overarching effort would not be to rebuild Iraq, but to create a capacity for self-governance within Iraqi institutions through the training, advice, technical support, and targeted financial assistance. This new dynamic of small footprints, direct embedding, and umbrella security is the key to success in Iraq and the larger war on terror. The current “surge” plan simply attempts to achieve too much in too short a period of time. Without fully partnering with Iraqi forces and embracing the idea of a lasting (but small-scale) presence, US-led coalition forces will constantly be faced with a “security vacuum” the moment they withdraw. The drastic change in strategy and organization prescribed by “Plan B” would transform the existing task force into an entity much more capable of achieving its true mission—the long-term, disciplined and gradual development of Iraqi institutions.

Critical Step #2: Surge Talent, not Troops

“America isn’t at war. The marines are at war. America is at the mall.”

-From a bulletin board in Ramadi

The next critical step addresses both staggering shortages in civilian interagency support and counterproductive manning strategies in the military. Plan B must be accompanied by a massive recruitment of talent from across American society to fill thousands of civil advisory positions. Up until now, there has been little real mobilization of any segment of society outside of the military. Conspicuously absent from all State of the Union addresses and White House press conferences is a call for sacrifice from the public at large. Yet the Iraq War, unlike the World Wars before it, does not hinge upon the mass production of tanks, guns, bombs, and warships. Instead, success in Iraq hinges on the mass mobilization of America’s best and brightest to solve the innumerable challenges of reconstruction, stability, training, and capacity building. The war is labor intensive, not materiel intensive. No amount of congressionally allocated reconstruction dollars will ever change the dire situation without the balanced application of skilled individuals to engage with Iraqi institutions-- talented civil servants, academics, technical experts, and administrators from all walks of life are needed to help build the capacity for development. Policy makers must turn their full attention to enlisting the kind of talent needed to take much of the reconstruction burden off of the military. Up until now, there has been no concerted effort to fill this shortfall because the need has scarcely been recognized or announced. The various agencies and departments involved in Iraq have not even committed to the idea of building a robust cadre of reconstruction advisors, let alone begun recruiting for it. As a result, a whole generation of experienced and committed Americans remains unengaged and underutilized. Plan B forces the United States to come to terms with the lack of non-military talent by identifying the specific numbers of personnel and expertise required in order to constitute the new organizational paradigm.

In the short term, the mobilization of talent will require not only recruiting for volunteers, but also calling upon expertise outside of government in the form of private contractors These contractors—unlike many of the private security companies currently in Iraq—must not be treated as separate, free-ranging entities, but instead integrated directly within civil assistance teams. Each contractor would be hired to fill specific gaps and held as fully accountable for performance and conduct. The range of useful skills is virtually unlimited: security, electrical engineering, farming, road construction, census taking, urban planning, and other skills that can be effectively taught to Iraqi administrators over time. The use of the private sector, which will continue to increase in asymmetric conflicts must be fully embraced but carefully structured—the goal is flexibility with oversight.

At the same time that America mobilizes its civilian talent to implement Plan B, the US military must similarly make a focused effort to send its best and brightest to Iraq. Having served a decade in the military and gone on multiple deployments, I can personally affirm that the US military is comprised of some of the most skilled and dedicated people that have ever filled its ranks. The resolve of these young patriots facing adversity in Iraq has been amazing. But like any organization, the military has within it a smaller, scattered group of extraordinarily talented individuals that continue to distinguish themselves. These individuals must be the foundation upon which a “Plan B”—or any strategy for success in Iraq—must be constructed. More than any other type of military endeavor, the forces charged with counterinsurgency and nation-building rely heavily on the individual talent of those working at the lowest levels. The effort requires soldiers that are comfortable working with only minimal guidance, through many cultural barriers, and surrounded by their Iraqi allies. These individuals—using their unique ability to assess the complex cultural landscape, build relationships, and develop trust—become invaluable over time as they gain a deep understanding of how to improve their surroundings. Given these realities, the current military manning strategy in Iraq makes little sense. In many ways the military is still conducting personnel management in ways that resemble peacetime. The majority of the military’s best officers and NCO’s regularly rotate through stateside academic tours or other non-combat related assignments. In a similar fashion, the troop rotation schedule in theater reflects the philosophy that the deployment burden should be shared as equally as possible across all units. A wide range of military units of all types, proficiencies, and experiences take turns serving in theater. While both these practices were designed with good intentions—they attempt to maximize quality of life—there are many unfortunate side effects: There is little continuity, and rarely do any of the constantly cycling units ever return to the same area for a second tour. As a result, the newly arrived units must spend months learning the intricacies of their individual areas. The former commandant of the Marine Corps, General Charles Krulak, commented about the same phenomenon in Vietnam when he quipped “We didn’t fight a 9 year war… we fought a one year war 9 times.” Additionally, current manning strategies can lead to a mismatch in abilities, with poorly prepared units relieving highly proficient ones—sometimes in extremely sensitive areas where a weak plan can totally unravel stability. An ill-trained, culturally ignorant, or otherwise mediocre unit makes poor decisions, offends the locals, and undermines a year of development efforts.

Senior leadership must recall the military’s best talent to the fight now, while the outcome of the war hangs in the balance. The reduced force presence called for in Plan B would allow the military to surge talent by recruiting gifted individuals and selecting its most counterinsurgency-savvy units to deploy as the foundation for its embedded advisory force. These selected forces would undertake a type of “tag team” rotation schedule already being used by many Special Operations Forces. Under the new schedule, two similar embedded teams would take turns working a “year on, year off” with the same Iraqi unit. While local conditions will certainly change in the space of a year, the task of making adjustments and resuming old relationships with Iraqi counterparts will be much easier than starting anew in a strange area. Also, to capitalize on each embedded team’s inherent talents, those selected for service in Iraq under the new organizational paradigm would undergo extensive training in counterinsurgency, intelligence, reconstruction, and language/ culture to prepare them specifically for their role as advisors. This training would be conducted by experts: representatives from Special Forces, the CIA, the State Department, the FBI, and even Iraqi refugees would be employed for various phases of the program in order to give every team the best possible chances for success. While the two or three such contingents are fully committed to the long term campaign in Iraq, the rest of the military would begin the much needed process of recovery and retraining. Senior leadership would be given time to reconstitute military capabilities, continue the process of transformation, and repair the logistical damage done by 5 years of continuous operations. Despite the obvious benefits to the military as a whole, the emotional and physical toll on the most talented members of the force cannot be discounted. Healthy incentives will be necessary to attract and compensate the individuals selected for service in Iraq: Targeted bonuses equivalent to a 200% pay increase (comparable to the rates offered by private security contractors such as Blackwater), increased opportunity for promotion, and special training would be needed to compensate these patriots for repeated tours and more demanding roles. These measures—as well as the others I’ve described to mobilize civilian talent—are certainly drastic and costly. But this country has reached a point where drastic measures can no longer be avoided.

Critical Step #3: Wage an Information War

The final critical step deals with the role of the media. Even if the forces in Iraq can be effectively reorganized and American talent can be brought to the fight, any successes will be instantly nullified if portrayed negatively in the news. A major shortcoming in all Iraq strategy to date is the failure to recognize the supreme importance of information. The two “centers of gravity” for this war should not be identified as the senior Al Qa’ida leadership or Anbar Province, but instead as Iraqi and American public opinion. Victory is utterly impossible without fully engaging both. It is therefore surprising that we collectively have done so little to influence the media coverage at home and abroad. The military has much to learn from the public relations teams used by corporate America, where “brand” or reputation has a direct effect on earnings. The Department of Defense needs to adopt a strategy of more proactive, direct engagement with the US media, even direct-hiring the best of the private sector to train and lead these expanded media relations teams.

Plan B would include a far reaching and well developed media component. The goal would be an open dialogue: Instead of refusing comment or using carefully crafted scripts, Lieutenant General Petraeus should take the opportunity provided by his fresh command and the new strategy to start a running conversation with the American people. In the same way the General Schwarzkopf held press briefings during Desert Storm, General Petraeus should be a common sight on national television, offering frank assessments of our troops’ progress and setbacks. The existing rhetoric for Iraq is dangerously simple: Our troops are “hunting down Islamo-fascist terrorists,” who have been driven insane by some “perversion of their religion” that compels them to strap bombs to themselves. The American people need to hear from the Commanding General in Iraq that the reality is not so simple: The insurgent fighters are highly rational, committed to defined objectives, and understand the importance of the media better than we do. The American viewer sitting at home is more of a target for roadside bombs than the soldier in the convoy. The insurgent bombings, beheadings, and shootings are not only designed to kill their immediate victims, but also (and more importantly) to break the will of the American people through their psychological impact. This dynamic cannot be disrupted until Americans begin to understand the complexity of this war and its many different facets, instead of only being subjected to daily reports of anonymous violence.

At the same time, Plan B would engage Iraqi public opinion in a much more aggressive manner. The US must step up efforts to shape the stories produced by Arab television stations in the region using two distinct approaches. First, the US should invest significant time and money in creating a separate, overt, news medium that encompasses Internet, radio, and television coverage. The connection between this news channel, run by Iraqis, and the West does not have to be hidden. While an association with Western media may de-legitimize the channel to a degree, it will not prevent all Iraqis from watching. This Iraqi “alternate lens” (an “Arab Fox News”, as my colleague Stephen Hopkins has coined it) would present an alternative viewpoint to the heavily biased Al Jazeera and Al Arabiya networks, which consistently support insurgents by airing exclusive footages of their attacks. Truthful stories with a pro-Western spin would be the goal. Failures would be discussed frankly, but would be balanced with stories regarding the positive actions taken by coalition forces and the atrocities committed by insurgent fighters. The current effort to improve foreign perceptions of America, led by Undersecretary and former senior Bush adviser Karen Hughes, have not been given sufficient priority. To be effective, the propaganda efforts must be undertaken on a grand scale, on a similar footing to the Cold War campaign to counter Russian propaganda. Moderate Muslim society must be engaged on all fronts to build an alternate dialogue through academic circles, religious leaders, community gatherings, literary publications, popular culture, and other forums. Furthermore, the representatives selected to manage this effort and serve as ambassadors for American culture must be as close to Muslim society as possible—fluent in Arabic, well traveled, born abroad, and as far removed from American stereotypes as possible. Sympathetic American immigrants from the greater Middle East should be aggressively scouted, trained, and employed in this effort. A second, indirect media channel would also be expanded. Covert action would be broadly authorized to place positive stories through neutral or opposing Iraqi news outlets, all while hiding the “American fingerprint.” These actions would obviously be conducted more sparingly, but potentially to greater effect. The more neutral or anti-American the news outlet may be, the more legitimate the covertly-aired story. In both approaches, the channels between coalition forces and these news outlets would be drastically streamlined so that pro-Western, pro-Iraqi government stories air sooner than those of their pro-insurgent counterparts. Direct communications must be established to allow the embedded military and civilian advisory effort to pass images, facts, vignettes, and other valuable data onto well trained-information managers for rapid dissemination in the media.

Those who question these practices should take the time to examine the ruthless use of propaganda by insurgent groups to recruit volunteers and discredit American-led forces. Ever innovative, enemies of the US have learned to recover the bodies of their fallen comrades killed in battle, strip away all weapons and ammunition, drag the bodies into a mosque, and send video clips of the mock “atrocity” to Al Jazeera. Most disturbingly, these staged human rights violations consistently appear with stunning alacrity on television—often only hours later—and long before the hopelessly layered, bureaucratic system of official US message approval can release the true story.

The Way Ahead: The Need For A Bifurcated Military

The three critical steps outlined by Plan B are only a small part of much larger reforms that must occur throughout America’s military and civilian institutions. The rough reorganization into embedded teams, the mobilization of talent, the expansion of interagency assistance, the full engagement of the media—these are all short-term steps that reflect the need for a new long-term vision. We are on the fringe of a far-reaching and profound revolution that will change the way war is conceived. The standard notions of military strength—usually measured in the numbers of aircraft, tanks and personnel, or more recently, in the speed of deployment and level of training—will start to become less important than the ability to influence populations and strengthen governmental institutions abroad. Insurgencies, militias and other asymmetric enemies thrive where the government is weak and local sympathies are strong. In order to be effective in this type of conflict, the military must be capable of employing some very unconventional tools—health care, security, political advice, development projects, technical training, basic education, farming assistance, and a myriad of other services—to isolate enemies from their supporters. At the same time, the forces engaged in this effort must have the skill, autonomy, and cultural sensitivity to read the complex political landscape and take effective action where needed. The military’s solution to this dilemma thus far—as evidenced in the Army’s slogan “every soldier a decathlete”—has been to expect every combat unit to train for conventional war and nation building at the same time. This practice is both unrealistic and harmful. The way forward in Iraq and in the broader “War on Terror” calls for a bifurcated military , organized into two distinct but supporting elements.

The concept of the bifurcated military is strangely born of compelling but bitterly opposed arguments. The first, advanced by former Defence Secretary Donald Rumsfeld and others in the lead up to the Iraq War, called for a lighter, faster military that can “outsource” warfare through surrogates and employ technology to minimize its presence. Rumsfeld, who once said “the [military’s] bureaucracy is the number one security threat to this country,” recognized the limitations of the military’s entrenched organizational structure. At the same time, the second argument, put forward by former Chairman of the Joint Chiefs Eric Shinseki, was that success in Iraq would require the massive employment of major combat forces (These arguments, and the term “bifurcated military” are developed by Thomas Barnett in his Blueprint for Action). General Shinseki understood the potential chaos that could result in the aftermath of the initial invasion.

Both of these arguments are correct. The changing nature of warfare has introduced a growing need for two distinct types of military forces, both robust and well-trained: The first, a conventional-type force, is needed to deter aggression by other nations, provide temporary security to maintain order abroad, and act as a reaction force during emergencies. This force is very similar to the current military, and still employs the full array of tanks, heavy weaponry, and large combat units—its task is to seize ground, destroy opposing forces, and provide instant security. There is no chance of eliminating the need for this type of force so long as future conventional wars remain a possibility.

The second type of military force needed in today’s world is altogether different: It takes the form of a diverse network of military, interagency, and civilian elements, and its role would be to work through the institutions of other nations to build the capacity for self-governance and self-defense. The embedded force structure described in Plan B is only a rough sketch of the full potential this type of organization would possess. This new conception of military power would be lighter and faster, show little sign of the standard bureaucracy, and would barely adhere to the standard definition of “military” at all. The interagency and military force would operate in a decentralized manner and work exclusively within foreign armies, police forces, and governmental offices as embedded advisor teams. The defining characteristics of the new force would be language skills, cultural understanding, and special training to allow the many civilian and military teams to work effectively with their foreign counterparts. While some units within the military have long developed this capability (namely the Army Special Forces and some elements within the Marines) there are simply no forces capable of this type of mission on a larger scale or within non-military institutions.

The two forces—conventional and embedded—would thus have distinct roles, but provide mutual support throughout the campaign. Viewing the case of Iraq through the bifurcated paradigm, the intervention would have looked very different indeed: the large, conventional-type force would have overthrown the regime, then provided immediate security to prevent looting, preserve order, and avoid a power vacuum. The interagency, expeditionary-type force, organized into much smaller and culturally-fluent units, would have linked up with those elements of the former Iraqi government which could be persuaded to align with the coalition. Specially selected interagency and military elements would have embedded with existing Iraqi Police, Army, regional government, and civilian infrastructure to preserve as much capacity as possible while recruiting to fill gaps. As quickly as possible (to minimize the perception of foreign occupation), the conventional forces would have repositioned in regional “Quick Reaction Force” bases. In their place would be Iraqi forces, accompanied exclusively by their embedded military advisors. The dispersed network of government agency, civilian, and military advisors would have served as conduits through which resources could be introduced for reconstruction. Each embedded team would thereby have been in a position to empower, advise, support, or otherwise influence its Iraqi counterparts to provide needed services for the population. While we would need a time machine to show this plan would have worked initially in Iraq;, the current situation could still see great improvement using this alternate organizational approach.

Conclusion – Looking Beyond Iraq

The type of military and interagency framework I’ve described—both in Plan B and in the long range vision of a bifurcated military—will become more important as future contingencies arise where a more nuanced, scalable and legitimately-perceived intervention force is needed. In the cases of humanitarian intervention or assistance to failing states, the deployment of large, purely conventional forces may be counterproductive. A smaller, bifurcated force—led by a well-trained and decentralized network of interagency and military teams but supported by a few regionally-positioned, conventional response forces—may prove much more effective for many reasons: A smaller force is much more sustainable for the long periods of time needed to enact change in complicated asymmetric conflicts. The concept of multilateral, interagency teams assisting foreign governments to secure their own territories is far less likely to inspire accusations of neo-imperialism (and thus unintentionally unite disparate tribes, clans, and political parties against the United States as a “foreign occupier”). By partnering with local power structures at the lowest level and applying indirect influence via embedded advisory elements, the interagency force would serve as the proverbial glue to bind competing interests under a central government, instead of attempting to overcome cultural animosity, historical differences, and ethnic tensions with sheer numbers and firepower) The embedded expeditionary elements would be in a better position to ensure that their counterparts—local security forces, legal institutions, and governing bodies—adhered to universally-held standards for human rights.

Finally, the transformation to a more bifurcated force has its own logic due to other developments. Technologically, advances in communications have grown to the point where a decentralized military or multi-agency organization—which previously would have been unmanageable—is now preferable and far more responsive than a strict hierarchy. Financially, most of the cost of transformation arises from organizational restructuring or retraining. There is no “magic” piece of equipment that must be invented or procured to facilitate the change. But the transition will take time. The forces that will continue to prevent this type of transformation will be political and institutional. 45 years of Cold War structures cannot be undone overnight. The most senior military and civilian leaders must be informed and persuaded. The general public must be educated. The challenges of cultural inertia are daunting. Yet there is a growing voice for change coming from within the ranks of the military—from the junior officers and non-comissioned officers who are charged with the real work of the Iraq war and who have felt its frustrations first-hand. These young men and women—not a think tank, or a group of Pentagon generals—represent the best hope for transformation.

The real danger of the Iraq war going forward is that the United States will emerge from its aftermath learning the wrong lessons -- “Never intervene, and if we must—do so with more troops and more firepower. Nation building is nearly impossible. The military’s only job is to fight wars.” But such conclusions are misguided, and ignore the reality that non-state actors and asymmetric threats continue to grow. For all the policy debate and fiery accusations that will continue to rage over the invasion, we must not stop asking how things can be done better. If the wrong lessons are learned from Iraq, the damage to America’s position in the world will be inestimable: Rivals will be emboldened with the knowledge that asymmetric warfare is America’s Achilles heel—through insurgency, terrorism, subversion, and irregular fighting even the most powerful nation can be defeated. The United States must create the capability now to deal effectively with these types of threats on a larger scale, or it will be caught in a perpetual cycle of abortive conflicts. Without serious organizational reform, the considerable might of the US military—though armed with the most fearsome weapons and composed of the most dedicated people—will prove increasingly irrelevant and incapable of protecting the nation’s interests.

Major Fernando M. Lujan is a MPP1 at the Kennedy School of Government and 1998 graduate of the US Military Academy. He is an active duty Special Forces officer who commanded an A-team in Iraq just prior to starting classes last year. He has also served in Afghanistan and throughout South America in a variety of counterinsurgency or counterterrorism roles. Fernando is from San Antonio, Texas, and his interests include asymmetric warfare, Hemingway, Scotch whiskey, lifting weights, motorcycles, martial arts and salsa dancing (poorly). Following his time at Harvard, he will teach American Politics at West Point.

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SWJ Editors Note - This blog entry will appear as an article in an upcoming issue of the Kennedy School Review.

Behind the Headlines on the Winograd Commission's Interim Report

Tue, 05/29/2007 - 5:08pm
Haninah Levine e-mailed a link to his Center for Defense Information article Behind the Headlines on the Winograd Commission's Interim Report. All translations from Hebrew are by the author.

Here are several excerpts:

In late April, the Winograd Commission, appointed by the Israeli government last September to examine the events of the 2006 Second Lebanon War, published its interim report. Media coverage of the interim report, which is not yet available in English, has focused mostly on the commission's harsh evaluation of the nation's civilian leaders, Prime Minister Ehud Olmert and Defense Minister Amir Peretz.

The 170-page document offers far more than just a report card on these politicians' performance, however. It examines the behavior of the military, the government, the National Security Council, and even the media and the electorate over a six-year period which begins with Israel's May 2000 withdrawal from southern Lebanon and ends on July 17, 2006, nearly a week into the war. It is both uncompromisingly honest and scrupulously fair, offering a 15-page discussion of "The Principles of Responsibility" and weighing at every turn the balance between individual, collective and institutional responsibility and plain bad luck. (The breadth of the commission's findings reflects its composition, which includes Israel's leading experts on public administration and human and civil rights law alongside two reserve generals.)

Of particular interest to readers in the United States defense community will be the commission's views on the shortcomings of the Israel Defense Forces (IDF) and its General Staff...

Lesson One: Western militaries are in active denial concerning the limitations of precision weapons...

Lesson Two: There are real consequences to overstretching a military...

Lesson Three: Rhetorical praise for the troops must not interfere with honest assessment of their abilities...

Haninah Levine is a science fellow at the World Security Institute's Center for Defense Information.

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SWJ Editors Note: Related Small Wars Council discussion

The Adviser Model

Mon, 05/28/2007 - 7:14pm
SWJ Editors Note - the following article by Bing West and Owen West was originally posted at Slate.com. It is reprinted here with the author's permission to accelerate the discussion leading to honest assessments, decisions and action. As an example, will an adviser model -- fewer Americans but out beyond the wire -- change casualties significantly? Will it matter? There's also a Small Wars Council thread on the original Slate article.

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New York Times, May 24: Mr. Bush said he envisioned a time when the added troops had brought violence to a low enough level that he could pursue a scaled-down strategy similar to that recommended by the Iraq Study Group. "The recommendations of Baker-Hamilton appeal to me," Mr. Bush said, referring to the study group's co-chairmen, James A. Baker III and Lee H. Hamilton. "And that is to be embedded..."

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The Adviser Model: We have to stay in Iraq for a decade. Here's how to do it.

By Bing West and Owen West

Now that Democrats have stripped their troop-withdrawal timetable from the war funding bill, it's clear that American forces will remain in Iraq through 2008. It also seems likely that they will stay much, much longer. The leading presidential candidates in both parties recognize the dangers of a rapid pullout, and achieving stability in Iraq is going to take a decade.

How can U.S. soldiers stay in Iraq and accomplish what needs to be done? Our best hope is the Adviser Model. With the surge still under way, Gen. David Petraeus obviously cannot discuss a Plan B. But given U.S. public opinion, a Plan B for 2008 and beyond is a certainty. Its central feature is likely to be the buildup of a combat-advisory corps as our combat units are drawn down.

Americans need to understand who those advisers are, what they will do, and how many we will need. There is little to indicate that most citizens, or even politicians, are well-educated on the subject. A recent proposal from House Democrats, for example, distinguished between advisers, whom they allowed to remain in Iraq, and the "combat troops" they sought to withdraw. This indicates a gap of understanding that must be bridged before any such transition can occur.

Advisers have been a U.S. military staple for 70 years. American advisers augmented allied forces in World War II and Korea, but were most prominent in Vietnam. While initially prohibited from direct combat, advisers in Vietnam became increasingly combat-oriented as our involvement increased. The first infantry advisers were special-forces soldiers designed for the domino theory and trained to aid "indigs." By the time Nixon's Vietnamization policy was announced in 1969, there were almost 12,000 military advisers in Vietnam, mostly officers and senior NCOs from traditional ranks. When the conventional forces withdrew, the advisers were the remaining link to American firepower, bolstering the defense—and morale—of the South Vietnamese army until they, too, were pulled out.

Today, the military has a mission statement for advisers that is too broad to be informative. Advisers are told to "advise, coach, teach and mentor." Every Iraqi army and police unit has between 10 and 25 advisers, called "transition teams," living with them. While some advisers perform as drill instructors for recruits and others work with Iraqi staffs behind barriers of American concrete, the majority do their job by setting the example outside the wire in combat. Many battalion advisers accompany Iraqi patrols twice a day, setting a much higher operational tempo than most American units.

This aggressive willingness to share risk makes the Advisory Model viable. The heart of the relationship between the American adviser and his Iraqi counterpart is a quid pro quo: The transition team leader brings logistics and a lifeline to American forces and firepower. In return, the Iraqi commander listens to advice about basic tactics and planning. It is the adviser's performance under stress and willingness to share risk side by side with Iraqi troops that yields the true leverage: the ability to influence operations.

Danger is part of the job. It would be misleading to assume that the number of American casualties will drop precipitously if most combat units are withdrawn and advisers stay. The improvised explosive devices that account for more than 65 percent of U.S. casualties will still lurk in waiting every time a mounted patrol leaves the wire. This is especially true as the advisers persist with the current counterinsurgency emphasis of living in the neighborhoods instead of on large bases.

The Advisory Model represents America's best chance to influence the fight for Iraq while pulling our troops out, but to do it the military must make three changes.

First, the military must select its best troops for these assignments. Currently, there is a marked variance in the performance of adviser teams. Though advisers have been labeled as our most important Iraq effort, the selection policy reveals the underlying truth: Leadership and key staff billets in conventional units such as battalions are much more prized than are assignments to advisory teams. The same held true in Vietnam.

Second, the military needs a new model for its advisers' tour lengths. Most advisers say that 12 months in-country is too long, especially given the small size of the unit and its outsized responsibilities. But most also agree that relationships take time to cement and that seven-month Marine tours—and even 13-month Army tours—are too short to see a local plan through to a conclusion. A better alternative, albeit at higher support and travel costs, is to copy the model used by special-operations teams. This would extend the assignment to specific Iraqi units up to two years, enlarging the teams while permitting team members back to the United States for 30 days every four months.

Finally, the military needs a new management model for its advisory corps. Advisers are like entrepreneurs, each tinkering with their own startup projects. This is unusual in a military that still uses a Napoleonic, hierarchical management structure, and the results so far have been mixed. One transition team may do what's called "active advising," spending the bulk of its time patrolling, while 5 kilometers away another may choose to remain inside the base, focused on staff planning. The military needs to adopt risk controls similar to those employed by Wall Street firms and other large companies that encourage risk-taking by entrepreneurial units. It must strike a better balance between nationwide unity of effort, local relationships, and individual risk-reward profiles.

A full-fledged Plan B would leave about 80,000 U.S. troops in Iraq in 2009, about half as many as will be in-country at the height of the surge. The adviser corps would nearly quadruple, to 20,000 troops, with another 25,000 in four combat brigades and special-forces units, plus 30,000 logistics troops. Another 5,000 Americans will live on the grounds of the new U.S. embassy in Baghdad, where they will rarely venture out. A comparative handful of American diplomats, called Provincial Reconstruction Teams, currently live with U.S. brigades. Far more are needed. Another 15,000 American contractors would provide security and training functions, up from 10,000 today. In addition, the number of foreign contractors who provide food and logistics to the U.S. military would remain steady at 90,000 or drop.

Equally as important: Over the next two years, the Iraqis need to build to 60,000 soldiers and police in Anbar province, 80,000 in Baghdad, and another 40,000 in the rest of the Sunni Triangle. This represents an increase of 25 percent over current plans.

Can an Adviser Model work as Plan B? At the grass roots, yes. An aggressive corps of advisers and their Iraqi brethren can prevent the country from cratering. However, stability in Iraq depends on two other factors. The first is the commitment to national unity on the part of the ministries and political parties. On May 17, Ambassador Ryan Crocker said, "What I see is an awareness and focus on the part of the Iraqi leadership that reconciliation is key to Iraq's success." Obviously, Crocker has to be proved right in his judgment. To date, the top Iraqi leadership has been much weaker—and more selfish—than the bottom.

The second factor is U.S. steadfastness. There is no full exit or abrupt departure without serious adverse consequences. "If you leave quickly, we'll redistribute our units and go back to where we have local support," Lt. Gen. Ali Ghaidan, commander of the Iraqi Ground Forces, told us in a recent interview. Such consolidation, which seems logical, is the adjustment President Nguyen Van Thieu tried to make in South Vietnam in 1975. But once South Vietnamese units began to pull out of the more remote areas, panic set in and events cascaded out of control. South Vietnam had a very experienced army; for the Iraqi army to try such adjusting—meaning, pulling out of the tough Sunni areas like Qaim or Fallujah—risks total chaos.

This war will be fought for another 10 years because there is no central authority controlling the extremist groups among the dozens of gangs that compose the Sunni insurgents and Shiite militias. This is a bottom-up war that will be fought out in dozens of cities, towns, and farming communities. The core strength of the Iraqi security forces lies at the battalion level of the army, which is the least sectarian institution in Iraq. These battalions, paired with police departments, are the key to the war. Left abruptly on their own, they would fall apart. Like Afghanistan—where we have 30,000 soldiers fighting and advising—Iraq is a commitment for a decade.

Bing West, a former assistant secretary of defense and author of two books on the war, recently returned from his 13th trip to Iraq.

Owen West, a trader at Goldman, Sachs, recently returned from his second tour with the Marines in Iraq.

More on FM 23-4 and Religion

Mon, 05/28/2007 - 12:07pm
SWJ received the following via e-mail from G. Hale Laughlin, who is currently serving in Afghanistan......

Neither does Dr. Kilcullen, nor mil doctrine, state that religion is a, 'trivial actor in the struggle', as implied by Herschel Smith in his response to Dr. Kilcullen's Small Wars Journal Blog piece from 12 May 2007, "Religion and Insurgencies". In fact, Dr. Kilcullen succinctly provides guidance that,

"The bottom line is that no handbook relieves a professional counterinsurgent from the personal obligation to study, internalize and interpret the physical, human, informational and ideological setting in which the conflict takes place. Conflict ethnography is key; to borrow a literary term, there is no substitute for a "close reading" of the environment."

While I am not prepared with empirical evidence to support this hypothesis, I believe that the positions between the non-religious insurgency and religious insurgency schools of thought lies in the deeper theory of what religion means to the human condition. The discussion between the two schools really centers on the purpose of religion and the basic theological and ontological questions that can not be answered through empirical science at the present time. Given that no epistemological basis exists to unify the issue of religion across all of humanity, seeking to define a form of social conflict on those terms creates a condition where there will be as many definitions of conflict as there are religions in the world. On the other hand, if in an attempt to find a common ground that allows near unity of purpose, if not perfect unity of purpose, one believes that religion serves primarily a 'political' role in human society then the two schools can find common terms to help unify understanding to guide designs for counter insurgent strategies.

Religion as political structure of the human culture is well accepted in the vast majority of schools spanning all sides of the human condition. Even before Aristotle defined politics as a structure in modern human society, religion as spiritual belief structures that unified and provided organizational structure to distinct cultural segments of human societies, is well accepted. The emergence of the 'state' correlates roughly with the introduction of 'politics' by Aristotle, as the art and science of government or 'affairs of the state'. The history of mankind since the emergence of the state, and arguably likewise before, has been most definitively marked as a struggle between the faith based spiritual belief structures of human culture and political organizational structures, both vying for the ultimate unifying quest for power over people and resources. In this sense the issue becomes not one of religion or politics, but for power.

Viewed in this way, it is not critical to accept that insurgencies are 'religious insurgencies' or not, but that all insurgencies are an expression of political struggle for power. Religion may or may not be an element requiring strong consideration in the 'conflict ethnography' that Dr. Kilcullen speaks of, this being determined by the nature of the humans involved in the conflict, and determined after the 'close read' on the ground that Dr. Kilcullen prescribes. Albeit, ignoring religion as an important component of the dynamics operating in the structures of the insurgent quest for power, when such a component exists would be ill advised. Interestingly, Dr. Kilcullens 'close read' reference runs akin to the 'thick description' prescribed by Clifford Gertz, an Anthropologist / Social Scientist whose ethnographic methods prescribed deep study of culture to define not just the behaviour but the context of the behaviour as well. The context of the extremist Islamist insurgent is the important matter here. Islam in a moderate context does not condone suicide bombing, killing of innocent victims and destruction of other societies.

The Islamic belief structures specifically mark the current conflicts in Iraq and Afghanistan distinctively, with some similarities and some specific differences between them as well. Without getting into irresolvable discussions involving some notion concerning the 'sui generis' nature of religion as satisfying a spiritual requirement of the human condition, current social science recognizes the role that religion serves in political organization of a society. Accepting this, Islam is marked as a faith based belief structure that includes rules and concepts for political organization, rule making and civil governance. As such, Islam can be viewed as a political structure with ready made sets of solutions for political organization that extremists exploit by appealing to the religious structures that resonate with members of the broader faith, while seeking to obtain the broader objectives of power over people and their resources. The insurgents use Islam not so much as a religious structure but as a political structure in their quest for power. In this vein, the religion of Islam is employed by the extremists, much to the chagrin of more moderate followers of the faith, as a tool just as they use acts of terror, intimidation of individuals and segments of societies, torture and all the other litany of tools used by insurgents.

Categorizing fundamentalist Islamist structures, as actualized by extremist insurgent elements, as a political structure that seeks to organize people and resources toward objectives of centralized power, makes discussion and categorization of 'religious insurgencies' less amplifying and not terribly meaningful. There is a possibility that deeper study and exploration of the phenomenon may yield that there could be a psychological component operating within the individual extremist Islamist insurgent's psyche that allows him to distance himself from the more moderate and unifying aspects of 'Religious Islam' that he violates through his actions, by viewing the faith through a more 'Political Islam' lens that insulates him from the more enlightened spiritual religious edicts of the faith. In other words, by viewing Islam through the pragmatic though extreme political filter, the individual extremist may have less trouble justifying the means versus ends dilemma that a more moderate religious interpretation could never justify. The political component that Islam serves is central to the issues of insurgency, especially in the current forms experienced in Iraq and Afghanistan, though by viewing those cases as 'religious insurgencies' does little to illuminate resolution. In this light, the current military doctrine correctly approaches the subject by refraining from getting tangled in the issue of 'religious insurgencies', focusing instead on the more important components concerning how insurgents organize to influence the people in their quest for power.

Speaking from inside the AO and as one who has been immersed in the theory and application of counter-insurgent and insurgent conflict for several years, my observations and experience converge in a strong urge to simplify the counter-insurgent/insurgent dynamic as defined by the simple notion that, whoever best cares for the basic subsistence and security needs of the people first and most enduringly, wins. I am resisting this urge to simplify, but the needs of the people are great and our solutions have become very complex. Conditions such as this most often require the simplicity of the elegant solution, and I am cognizant of the counter-insurgent dynamic defined by the concept that one often fortifies the resistance in proportion to the power that one wields in the peoples defense. The needs of the people, and counter-insurgent strategic endstates, may best be met by the power that one yields to their service.

Memorializing Our Fallen

Sun, 05/27/2007 - 4:42pm
from Major Rob Thornton, US Army.....

I think this weekend it is important to remember the hard things. It is what we owe our fallen, and we owe the nation as it's the most precious of treasures we spend in our profession. I'd encourage others here to write their remembrances of those who are not coming back, and what we lost in their deaths. I think by remembering them, we can assure ourselves and their memories that they did not pass unnoticed, and that we honor their sacrifice.

Our pastor, as I'm sure many pastors across the United States did this Sunday, started off his sermon with recognition of those whose service to our freedom cost them their lives. It got me thinking about how we memorialize our fallen and who we memorialize and why. When this war started, the first person I knew who was killed was a former IOBC instructor working at the Pentagon. Ironically it was at IOBC in 1996 where a visiting speaker on leadership stated with finality that as we progress through our careers we will see some of our friends and peers killed in service to the nation. Up until 2001, there were few serious injuries, and no deaths that I was aware of.

When 1-24th deployed to Mosul, I had finished my command time and was moving on to whatever it is that you do after command -- mainly clear out for the next guy. I'd had a rifle company and a HHC, and I had thoroughly enjoyed my time as a CDR -- up until that time it was the high point of my time as an officer. I had helped to build two very good teams, and as such to build the larger teams of the BN and BDE. I say helped because there were so many truly good officers and men, but it was time to move on and after almost 4 years at Fort Lewis the face of the organization was changing.

You don't invest a large part of yourself in people and an organization though without having concerns. One of the last things I remember there was the BN CSM Tom Adams opening up one of the first deployment briefings explaining why getting your personal life in order was so important before deploying to war. There was silence and a few nervous laughs when the CSM reminded the men that some of them and their buddies would not return -- they would die in combat.

From my follow on job, I kept tabs on the BN and most important to me, those I had special bonds with -- the ones who I had sat on a range with and talked about shooting, knew where they were from, had shared coffee with, discussed some personal problem I might help them solve, or just BS'd with on the stairs to the company or in their platoon CP. I had friends and my old boss, who when they found time could shoot me an email with news.

It was not too long before the first deaths occurred. The first occurred when a suicide bomber infiltrated the Mosul Dining Facility. From my job in Fort Knox I tried to imagine how it happened, even with some details from friends I could not wrap my mind around it. I thought of the families that were left behind, the potential that was lost and I was empty about how to feel. Just too many lost at once. Over the year there were more. Some came about in two way engagements to a cunning enemy, some the result of sudden and violent ambush where the enemy probably withdrew quickly, not even waiting to see what he'd accomplished. All were people I would not have expected to be killed, they were all at the top of their game, and all were professional soldiers.

Almost a year after 1-24th returned home, I found myself headed to Mosul, in the same exact area where my old BN had served. I was working with many of the same Iraqi soldiers the 1-24 had served with when it was just the ING. As I wrote my buddies from the BN they were able to provide me some insights to the area, and even joke about things such as the COP I was living in -- my old XO told me to be on the look out for an ASIP radio that one of my old SFCs had lost there -- but not to worry since he'd already been charged for it. In turn I would tell them how things were there going -- they were much better then when the BN had been there -- their efforts and sacrifices were paying off for Mosul. Another thing was interesting; many of the IA officers and senior NCOs knew many of the same people I did. They had a high reputation of the BN and the 1/25th Lancer BDE. Their impression of the leadership shown by the men of 1-24th had provided them the means by which they persevered through the hardest times. Even now they could look back on the American examples and find the moral fiber to see it through.

This IA BN and our MiTT grew to be the family you hear about when men & women share combat together. We were risking our lives together, sharing our thoughts, hopes and expectations. We ate, drank tea, smoked cigarettes, patrolled, got shot at, mortared, etc. all together -- just like any other unit. I lost some good Iraqi friends over that year, and of course I expect to lose more friends. While many of my friends and I myself will rotate back through somewhere in this long war, the people who live in these places must contest it day in and day out, they don't rotate back. Their families are there, so that is what they must do. They are pragmatic and resigned to struggle. I memorialize those dead in that family as well -- we all fight for the same thing.

It is important to grieve. Its may be more important on a national level that we remember and acknowledge. It provides the perspective of ice water in regards to the cost of war and the knowledge that war is a gamble and the stakes are often higher then we concede. War is about people, and it entails sacrifice. We should not approach it lightly, and we should always be prepared so that sacrifice is minimized when the object of war dictates violence. For most of us here, war is our business. We will remember our friends and family who have fallen. It is probably not coincidence that our pastor followed his thoughts on Memorial Day with a sermon on the Mustard Seed. One man or woman can make a difference -- Good bye to our friends, they did not die for naught.

More SWJ Odds and Ends

Sat, 05/26/2007 - 6:52pm
Dave Kilcullen, Senior COIN Advisor MNF-I and SWJ Blogger, holds a blogger roundtable. You can read about it at the Weekly Standard, Blackfive and Austin Bay. A transcript should be posted here in the near future.

Bing West on CSPAN's Washington Journal discusses the current situation and outlook for Iraq and why we have to stay for a decade (and how to do it) at Slate (with Owen West).

Bing's SWJ Iraq trip report in the North County Times - What's Working, What's Not, and the Way Forward for U.S. and Iraqi Troops.

A must read by Huba Wass de Czege - Lessons from the Past: Making the Army's Doctrine "Right Enough" Today.

An excerpt:

No doctrine is perfect, but getting it "right enough" is strategically important. Dire consequences followed for France in the spring of 1940 because heavy investments in its high-tech Maginot Line failed against the German Blitzkrieg. French doctrine was based on flawed post-World War I interpretations of technological change and its impact on the nature of war. We also have learned from recent events in Afghanistan and Iraq that operating without applicable doctrine can have strategic consequences, and that the intuition of senior generals is of little value in the councils of state today. The quickly submerged November 2002 public dispute between Army Chief of Staff General Eric Shinseki and Deputy Secretary of Defense Paul Wolfowitz about the number of Soldiers required for the coming invasion of Iraq is often recalled to vilify the civilian side, but no one can claim that the resulting campaign violated accepted joint or Army doctrinal precepts. In fact, the campaigns in Afghanistan and Iraq were conducted according to widely supported emerging concepts within the Department of Defense (DoD). We should take little comfort that events are proving the former Army Chief more right than wrong. Politicians are more likely to respect the intuition of senior Army leaders when they render judgments backed by a sound body of doctrine, especially one that is also respected and supported by the other services...

ZenPundit -- Mil Theory Goes Mainstream.

It's rather nice to see the esoteric theory topics I kick around here in conjunction with sites like The Small Wars Council, DNI, Tom Barnett and John Robb's blogs and the circle of related bloggers, are penetrating the mainstream press. Some recent examples:

William Lind in UPI.

Max Boot citing the Small Wars Journal.

"War without limits" by Christopher Shea in the Boston Globe (hat tip to Dr.Ralph Luker).

Thomas Barnett's frequent appearances in columns by David Ignatius going back several years.

The Belmont Club - "The Total Blurring of Crime and War".

The Small Wars Journal (Robert Bunker and John Sullivan) describes 3rd Generation Gang Warfare. Iraq may lead, but Latin America and parts of the USA are following hard behind.

Whether or not the Small Wars Journal article is overstating the case, the fact remains that traditional tools of statecraft such as the United Nations, foreign aid, diplomacy and even armies have proven very ineffective against this mode of warfare -- if warfare it is. But given the potency of subnational groups like Hezbollah which squared off against the IDF, or Hamas which threatens to take over Gaza, or al-Qaeda which aims to devour the world and actually attacked Manhattan or even Ansar al-Islam which is rampaging in the Lebanese refugee camps it would be Jesuitic to split semantic hairs...

Jules Crittenden on "Non Cents" at his Forward Movement blog.

Frank Hoffman at Small Wars Journal shoots down USAF Gen. Charles Dunlap as Dunlap attempts to execute a strafing run on ground forces engaged in counter-insurgency. Hoffman reckons its a fit of pique over air power being relegated to a supporting role. Great mudwrestling at SWJ as always, though I disagree with both Dunlap and Hoffman on the idea that a " 'traditional land component solution' ... is too costly for America, and is far too late for Iraq."

Global Guerrillas

Fri, 05/25/2007 - 5:11pm
Brave New War: The Next Stage of Terrorism and the End of Globalization, Hoboken, NJ: Wiley & Sons, 2007, 208 pgs, $24.95.

John Robb's long anticipated book is finally out, and I have to say that I think it's an important contribution to anyone trying to make sense of today's evolving security challenges. It's a rather brilliant synthesis of Fourth Generation Warfare, net war, swarming and global insurgency. For those of you who not routinely read the Global Guerillas blog, Robb is a former counter-terrorism officer with the U.S. Air Force, and is now based out of Boston as a consultant. His blog has been highly regarded by forward thinking analysts as evidenced in the warm foreword written by the prescient James Fallows of The Atlantic Monthly. For those who are familiar with Robb's main themes Brave New War offers a book length treatment of the problem and a number of recommendations for dealing with today's religiously inspired, globally networked urban terrorists.

The author's major projection in Brave New War is a world facing a "global bazaar of violence" as terrorists and would be insurgents around the world learn from and adopt the tactics, techniques and procedures of success in Iraq. The concept of a bazaar is part of Robb's conception of future terrorism and irregular war. In this interconnection bazaar individuals are continually trading techniques, sharing past experiences or recipes, adopting original ideas from one group and merging them with plans or weapons from another era or another theater. In the marketplace of the global guerrilla, there is a lot of trading and few copyright laws being enforced. Rapid adaptation by the community and mimicking is not only condoned, it is often encouraged. In some ways, Robb's conception is very similar to the Wikipedia encyclopedia.

The fast growing informal encyclopedia operates like a large cooperative with many contributions and improvements from a community of interest, which self-polices itself but constantly improves the product. In conflicts around the globe, Robb sees these same phenomena occurring regularly which he calls Open Source Warfare. In the computer development world in business, open source (sometimes called open architecture) is a means of both designing and building systems using common or free software and components that are not copyrighted or tightly controlled. Instead, anyone can use the code and system pieces to create and constantly adapt new programs or capabilities. For Robb, Open Source Warfare is available for any actor interested in adopting, adapting, and improving on new tactics and techniques, globally and in real time. Obviously the World Wide Web and other collaborative tools are facilitating Open Source Warfare or what might become known as Wikiwar. Maybe Tom Friedman is right, and that collaborative tools will create a truly flat world. I just suspect, as in most of the New York Times journalists latest work, is that the dark side of collaboration is going to become more and more of a problem for us.

As evidenced by 9/11 and in Iraq part of the kit bag of today's global insurgent is the deliberate targeting of critical infrastructure or systems to inflict incremental damage and cumulative economic costs on a government. Robb calls this approach systems disruption, as the global guerrillas' fundamental strategy for bringing nation states to their knees. Our increasingly interconnected society and our vulnerable tightly coupled networks afford any terrorist many relatively easy targets. Today's guerrilla is becoming adept at identifying the key nodes in these systems, and generating large cascading effects. But the global guerrilla tries to operate beneath the threshold of a punative or overwhelming governmental response. Partial disruptions, as opposed to catastrophic destruction, maximizes the long term economic attrition against the state, paralyzes the government and undercuts it legitimacy.

For devoted readers of Robb's popular Global Guerrilla blog, this text will serve as an integrated summation and extension of his key themes. For new readers, Brave New War offers a tightly organized and concisely packaged course in modern irregular warfare. Rather than looking backward and trying to graft old models to new times, the author has intelligently recognized what today's thinking enemy has harnessed from our own technology. Robb deftly synthesizes a number of concepts drawn from the old Fourth Generation Warfare (4GW) literature with the fresh insights of John Arguilla, David Ronfeldt, and Colonel Thomas Hammes. Robb offers a great list of recommended readings, to which I would add Professor Bruce Hoffman's updated Inside Terrorism and any of Ralph Peters' insightful anthologies (Beyond Baghdad, Beyond Terror, and Never Quit the Fight). Rupert Smith's The Utility of Force is also a necessary addition. These authors would add depth to the human motivations underlying the actions and behaviors Robb captures so succinctly. The latter's grasp of the dueling narratives of competing commander's and the literal "theater" of operations nicely complements Robb's systems disruption. The importance of the imagery of acts of violence today cannot be separated from the acts themselves.

Iraq and Afghanistan have showed how effective our enemies are at learning. They've ruthless proven to be cunning and opportunistic in every dimension of the fight, and they are completely —to share their ideas and success in real time. On the other hand, we are still catching up, even as they constantly exploit Open Source Warfare's long menu of lessons learned. There are still folks in the Pentagon who think that transformation, RMA's and Shock and Awe are still relevant and deserving of additional funding. State on state warfare may not be entirely a thing of the past, but Open Source Warfare and deliberate partial systemic disruption is as well. Without reservation Brave New War is for professional students of irregular warfare and for any citizen who wants to understand emerging trends and the dark potential of 4GW.

Frank Hoffman is a retired Marine and Washington-based national security consultant.

Of "Intellectual and Moral" Failures

Thu, 05/24/2007 - 6:31pm
With some interest I have been tracking these exchanges over what Paul Yingling, Jack Cushman and Doug McGregor have had to say about our military operations since 9/11. It takes a great deal of courage to say things that are sure to be unpopular whether you are beyond the reach of those who might be offended or not, and therefore we ought to listen for that reason alone. And Paul Yingling is most at risk, therefore his message interests me the most.

There is another reason to listen. I know Jack Cushman and Doug McGregor personally, and they are in the top few percentiles points of their respective generations in intellect and passion for the profession of arms. I suspect Paul Yingling is too. Intellect and passion for our business should be cultivated.

There is a third reason to listen closely, and that is to encourage others to share their views. I think these discussions are healthy, actually they are a sign of hope for the institution. It was exactly these kinds of discussions that led to the Post Vietnam Army Reforms of the 1980's. And during the mid to late 70's general officers had to face tough questions from Leavenworth and War College students. Most bore our criticisms with good grace. I suspect those of the present day will do so as well.

Having said this, let me add some thoughts of my own based on what I read and what the serving O-4 to O-6 crowd tells me. I'll not be nearly as eloquent as Yingling, Cushman, and McGregor. But I may be as controversial.

Serving O4-O6 officers today have far more sustained combat experience than the younger generation of retirees acting as contractors or serving on CGSC and War College faculties. They have also been commanded by general officers from two stars on up without combat experience at the battalion level. They feel they have much relevant experience those senior to them lack, and their less experienced seniors have not listened to them. My generation held this view during and just after Vietnam.

This crowd also complains about the same old US Army tendencies of over centralization at the top, broad formulas indiscriminately applied, and staff arrogance at high levels. You can over-manage a counterinsurgency. And you simply can't make up for too few battalions by micro managing the few you have.

The counter-insurgency business is about winning at the battalion AOR level, and every battalion has a unique problem. It requires disciplined soldiers, crafty sergeants, quick minded lieutenants, flexible captains, broadly educated majors and wise lieutenant colonels. It requires battalions that are led from the front by leaders who are open-minded enough to learn from others; with the time to train as a team and learn good habits. Their leaders possess common sense, understand human nature, and figure out the best way to win their war in their unique AOR -- making measurable progress, suffering fewer casualties, and keeping high unit morale. It is at the battalion level that they began figuring out that the key to success is to understand the native tribal structure. It took several years before "higher" helped them with a comprehensive study of tribal relationships in Baghdad and Anbar province.

Too much micro-management from on-high gets in the way. The complaint most often heard is that "higher" is thinking too tactical and near term, imposing controls and process, rather than enabling subordinates with their designs.

Counterinsurgencies benefit when the vision from the top is continually challenged by the view from the bottom. Best results occur when colonels get around to talk to company commanders, brigadier and major generals walk the ground and talk frequently to battalion commanders and corps commanders talk frequently to brigade commanders and so on. What the circulating commanders really should want to know is whether they and their subordinates are really working the "right" problem. The question they need to ask is "What is your re-stated mission and commander's intent?" From this he learns two important things. A restated mission and intent together define how the commander who owns the AOR has framed his problem. The exchange of views over this helps them both discover and then work the right one. The visiting higher commander can learn more details about the relevant forces and factors at work in his bigger AOR. This then will lead to a better problem framing at his level. And the exchange can coach the subordinate into a better understanding of his.

In counter insurgency work the kind of thinking we have called "operational art" is required down at battalion level as well. The crux of the problem in our Army is that officers are not systematically taught how to cope with unstructured problems. Operational art is really the art of taking an unstructured problem and giving it enough structure so that planning can lead to useful action. I find officers up to O-6 (in some cases higher) who are excellent at analyzing a structured problem - reducing it into its elements- but are lousy at synthesis - creating a construct that explains how parts relate. That's usually the difficulty in counterinsurgencies -- the "design" end of solution development requires inductive thinking. (SAMS helps with this in most cases. Some SAMS grads tell me that their background in history and theory helps them be more creative. I'm not sure what matters more, the self-selection of officers into SAMS, or what they learn while at SAMS. It's probably both.)

I also think we have muddled our thinking with code. Take the terms "kinetic" and "non-kinetic" for instance. In COIN we are now big on the "non-kinetic" but we may have substituted new formulas for clear thinking.

Human nature responds to rewards and punishments. Our attempts at "rewarding" must result in real rewards the recipient values. Our measures of success are often how many "rewards" we have dispensed, rather than how suitable they were, much less what behavioral change those rewards have produced. But even suitable rewards need to overcome the enemy's punishing those who accept them. And sometimes "the people" must fear our coercion more than the enemy's. This latter piece of logic has often been the key to counterinsurgency -- think Malaya. When you can't coerce because of the open information environment, you have to compensate in two ways. BOTH OF THESE ARE DIFFICULT TO DO. You have to take the fight to the insurgent and get him reacting to you, and you have to mount extra measures to protect the people from the insurgent's coercion.

The first, taking the fight to the insurgent, is difficult because you really have to know your opponent, where we have been ignorant, and you have to be creative, where we rather like pat methods and formulas. We have also lacked the courage to be as hard with our opponents as we've needed to be to win.

The second, protecting the people from the insurgent's coercion, is difficult because this requires large levels of manpower for a long time, and it requires large numbers of disciplined and savvy manpower (not to mention a working justice system the people trust and respect). We have harbored myths about these things and we have not owned up to the difficulties and consequences of the truth in these matters.

Of our errors, Abu Ghuraib may have been the biggest disaster of them all. Any one who has served for even a short while in troop command realizes how "not much good happens" after midnight when young bored troops go unsupervised and are open to temptation. It's simply inconceivable how any experienced commander could have left this flank unguarded. He should have had his "trusted agents" visit at all hours of the day and night.

While others have lectured on the responsibility of generals, the rank immediately below them should not be spared. If you want to block reforms, install a "council of colonels" to guard the gates of change. No one is as conservative and arrogant as a staff colonel in the comfort zone of his expertise. During my time on active duty this was the most conservative rank. Had I not gotten around older and more entrenched colonels at Ft. Leavenworth both the AirLand Battle reforms and the creation of SAMS would have been stillborn. And sometimes no one is as hesitant to speak truth to power than an O-6 commander. It's a matter of incentives and risks. The jump from O-6 to O-7 is a huge prize, the cut is so severe, and the process is shrouded in mystery.

We humans are fallible. I have made my share of grave mistakes. Our saving grace is learning from them. Of one thing I'm sure, there are no grand formulas. Progress results from hard work on many fronts. And hard work is only motivated by discomfort with the status quo.

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SWJ Editors Note - Related Small Wars Council Discussions:

Army Officer Accuses Generals of 'Intellectual and Moral Failures'

Of "Intellectual and Moral" Failures

"Non Cents"

Tue, 05/22/2007 - 11:11pm
Air Force Major General Charles Dunlap, a respected but frequently provocative author, has critiqued the Army/Marine counterinsurgency manual in a commentary titled "We have a COIN shortage" in the May Naval Institute Proceedings. I would have normally dismissed General Dunlap's observations as a rare but poor example of discourse, as I have a lot of respect for him personally. But this commentary reflected more than just an inadequate grasp of irregular warfare. Having recently returned from a counterinsurgency symposium at Maxwell Air Force Base, it is clear that a broader misunderstanding exists about the nature of irregular conflict and FM 3-24/MCWP 3-33.5 that needs to be cleared up.

General Dunlap opens with a tart observation that the Army/Marine Corps got a lot of publicity with the publication of the new field manual. Newsweek called it "The Book" on Iraq, which I think is a stretch but a natural reaction. He goes on to suggest that the publicity exceeded notable events such as the airstrike that killed Abu Musab al-Zarqawi last summer or the "yet more debilitating air attacks against al Qaeda havens in Somalia." This gives the reader an early hint about where our Air Force counterinsurgency theory is coming from.

General Dunlap goes on to lambaste the manual as the product of the nation's ground forces and a thinly veiled attempt to establish a Joint/national approach that is protracted, costly, manpower intensive, and inherently a "traditional land component solution." Such an approach is too costly for America, and is far too late for Iraq, the General adds.

While I happen to agree with his assessment about Iraq, the simple fact remains that the manual wasn't written or intended to satisfy one of today's insurgencies. It fills a 25 to 30 year void in our doctrinal library thanks to the Vietnam Syndrome and the Pentagon's insistence on only preparing for wars we would like to fight instead of those our enemies are prepared to wage. My normally coherent Air Force partner would like to continue that trend despite consistent historical evidence to the contrary. The field manual is simply operational level doctrine for two Services, no strategic agenda other than ensuring that today's ground warriors are ready for the most probable types of war that nation will face for some time.

My Air Force friends don't accept that assessment of future conflict. If you have any doubts, read this, "Real innovation for 21st century conflict calls for devising techniques that avoid exposing thousands of young Americans to the hazards of combat." Instead, General Dunlap argues that we should be seeking to exploit our technological genius and the "air and naval component's way of war" which are high tech and low cost. This is the same way Admiral Owens used to sell his "systems of systems" model as well. It's very attractive to naí¯ve politicians who do not know better and want to eliminate risk. The problem is that these approaches have great applications in high intensity conventional combat, and have worked in Kosovo, Afghanistan and in Somalia when matched with some ground forces.

General Dunlap's positive references to kinetic strikes in Somalia and Kosovo conveniently ignores a lot of history dating back to Britain's ineffective applications of airborne killing power in Mesopotamia 80 odd years ago, and more recently in Afghanistan. Kosovo was simply high tech, high cost, and extremely low in effectiveness. Yes, airpower was decisive in toppling the Taliban in 2001, with ground forces from the Northern Alliance helping force the Taliban to mass in defensive positions. But the record goes both ways, as on April 29 and May 9 this year a number of air strikes were conducted to counter the Taliban's preparations for an anticipated spring offensive. These strikes produced unexpected civilian casualties that have angered President Karzai and undercut NATO and Coalition efforts to secure the population's allegiance. (Of course, ground units have also produced accidental collateral damage as well.) General Dunlap is confusing regime destruction with the more constructive requirements of COIN. This approach certainly didn't do much for the IDF last summer against Hezbollah.

Down at Maxwell, the Marine and Army officers got an earful about the FM's purported ground centricity. The Air Force, which made a belated and limited attempt to participate in the manual's development, was unhappy that air power was relegated to an appendix vice a separate chapter. Frankly, I don't think it rates a distinct chapter or an appendix.

Airpower, properly understood, is an invaluable contributor to successful counter-insurgency operations as it is to most other forms of conflict. Most Marines understand their own Small Wars history and recognize the early innovative applications of aviation in Nicaragua in the 1920s as a form of fire support, logistics, and medical evacuation, and reconnaissance. It is not an accident that Jim Corum and Wray Johnson's Airpower in Small Wars is on the Commandant's PME reading list, or that Professor Johnson (a retired Air Force officer) is the course director for irregular warfare at the Marine Corps Command and Staff College. A larger number of Marines have served in either OEF or OIF certainly recognize the critical contributions that airpower made to their own military tasks in theater. Aviation was critical to operational success in both fights for Fallujah and well as Najaf in 2004, including Air Force strike contributions. Many a Marine unit commander has told me that the sound of an AC-130 overhead at night is the best lullaby they've ever heard. Other forms of aerospace capability, like unmanned aerial vehicles, have also been noteworthy in both OEF and OIF. Marine commanders and their staffs recognize that air power is fundamental to the conduct of intelligence, fires, maneuver, and logistics in warfare in general, and to irregular conflicts as well.

Could that recognition have been more explicitly made in key chapters in the new field manual--sure. Was it critical to the Army and Marine generals and their respective doctrinal teams or school houses, apparently not. Senior Marines don't consider themselves ground centric, and embrace a more comprehensive view of the Marine Air-Ground Task Force.

The Marines and our Army brethren also understand that the center of gravity for a host nation under attack by an insurgency is generally the population. It's not about killing insurgents, or putting "warheads on foreheads." COIN requires constructive and indirect approaches, not just strike sorties. This has led American, French and British doctrine to focus on principles and parameters for the conduct of irregular conflicts that center on controlling or securing the population from harm or interaction with the insurgent. It's very difficult to do that from space or from a bomber. If success is ultimately tied to the people, I am sorry but they live on the ground. Their government operates on the ground, and people need to be secure to go about their lives. Until civilian populations take up residence in space or start to raise families at 10,000 feet, there will be limitations as to what airpower writ large, or the Air Force more specially, can accomplish.

Equally disturbing at Maxwell were comments from Air Force officers who bemoaned the nature of the fight in Iraq. I heard criticisms about Army dominance of the war's conduct, too little apportionment of sorties to "deep battle" targets, and about the Air Force being relegated to an Army Air Corps. Some worried that decentralized and flexible command practices resulted in "penny packed" uses of airpower. What I never heard was a constructive argument for another way of doing business, strategically or operationally. Nor did I sense that most Air Force officers understood the fluid nature of the competition or the need to adapt. Does airpower have to be employed the same manner across the full spectrum of combat, or can the Air Force adapt its tool sets and mindset to a wider range than just optimized for interdiction into "kill boxes."?

To advance its own development, as well as to better articulate its unique contributions to America's security interests I think my airpower friends need to change tack. Instead of badly mischaracterizing the Army/Marine Corps efforts to prepare their warriors for the complexities of modern counterinsurgency, I strongly suggest they devote their intellectual energy to developing its own Service doctrine, to engaging OSD/Joint forums where IW and COIN concepts are being debated, and in ensuring that Air Force perspectives are voiced. Right now it's living in a glass house. The Air Force should be more candid, it needs to catch up to what is now year six of a long war. A thorough articulation of Air Force contributions in irregular warfare, now in draft form, is obviously needed to ensure that it thoroughly understands and is intellectually prepared for the realities of modern irregular warfare. Until then, we don't have a COIN shortage, just a lack of common cents.

Frank Hoffman is a frequent contributor to most military journals, and was a contributing author to FM 3-24.

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SWJ Editors Note - Related Small Wars Council Discussions:

"Non Cents"

Punitive Ops Revisited

New AF COIN Doctrine

America's Asymmetric Advantage

Mediterranean Constabulary Forces: Theory, Practice, Solution?

Sat, 05/19/2007 - 5:59am
We received this overview of a soon to be published book from the author, Ms. Karina Marczuk. Marczuk is the Deputy Director of the Office of the Secretary of the State, Deputy Chief of the Crisis Management Team of the State within the National Security Bureau -- Chancellery of the President of the Republic of Poland. This SWJ blog post is an excerpt from a much longer and detailed article published in the January -- March edition of Romanian Military Thinking. We encourage our readers to visit their link for a detailed discussion of Marczuk's book and an European view of the security role of police forces.

Mediterranean Constabulary Forces: Theory, Practice, Solution?

Karina Paulina Marczuk

Contemporary American and European international relations researchers, security analysts and strategists have noted the importance of maintaining security, inside traditional nation-states and during operations abroad. The larger part of modern literature notes that only police forces with military status (known as paramilitary forces, gendarmerie-type forces or constabulary forces) can provide security and public order management, especially during the stabilization phase of peacekeeping operations.

The issue of maintaining public security and public order within states and during interventions abroad by police forces with military status is discussed in my soon-to-be-published book Mediterranean Constabulary Forces -- Theory, Practice, Solution?

The subject of the book is constabulary forces in several Mediterranean countries (French National Gendarmerie, Italian Carabineers Army, Portuguese National Republican Guard, Romanian Gendarmerie, Spanish Civil Guard and Turkish Gendarmerie). I attempt to answer such questions as: Does only one, common and universal definition of gendarmerie-type forces exist? What should we call them, according to the rules of European (dominated by French and Italian researchers) and American schools? What were the common features of Mediterranean constabulary forces in the past and what are they now? How have national, internal and public security and public order conceptions changed in the post-Cold War period? What is the role of the so-called Barry Buzan Copenhagen School (broad security conception) of security in this process? What does the broad conception of security mean for modern constabulary forces? What is the position of gendarmeries in the national security systems of the states? Are the constabulary forces a new tool to provide public order and security inside the country and during peacekeeping operations? And finally, does the international cooperation of Mediterranean police forces with military status form a basis for European cooperation in the internal security field?

In attempting to answer these questions, my book provides a brief description of the French, Italian, Portuguese, Romanian and Turkish constabulary forces. I also explore the American system for keeping order and tranquility inside and outside the country -- the activity of the US Army National Guard, which is a de facto reserve army. Last but not least, I address the Polish Gendarmerie history and the changes in the Polish system of internal security after 1989, when former President Lech Walesa intended to create a National Guard of the Republic of Poland.

The first part of the book consists of two theoretical chapters. Chapter I - The Nature of Mediterranean Constabulary Forces: Police Forces with Military Status, discusses the unique nature of the constabulary forces, based on historical and contemporary backgrounds in the selected Mediterranean countries. I seek common features among these gendarmeries and attempt to establish a common name for them, using both European and American approaches. To compare Mediterranean gendarmeries with the American system, the chapter contains a short analysis of the American Army National Guard as an example of a reserve arm. Comparing all the mentioned schools, I establish a new title for modern constabulary using the phrase "auxiliary forces" -- derived from the Latin word auxilia. Auxila troops were expeditionary forces used by the Roman Empire to keep order in its colonies.

Chapter II is devoted to the role of Constabulary forces in the national security systems of states. It concerns contemporary definitions of security, national security and international security and the relations between them. The lesson here is a new approach to security matters which today means a broad security concept (the so-called Copenhagen School by Barry Buzan) that is developing into a human security theory. I also address the internal aspect of security, including public order and public security management. It is necessary to note that the borderline between internal and external security is blurring. That is why some researchers start to talk about intermestic security (a neologism made from two words: inter and domestic) because of the threats posed by trans-national groups (organized crime and terrorists).

The second part of the book (Chapters III -- VI) provides descriptions of French, Portuguese, Romanian, Italian, Spanish and Turkish gendarmerie forces. These descriptions are based on official publications, as well as on internal documents which the I received from Polish and foreign governmental institutions.

In Chapter III I stress that in France, Portugal and Romania a similar model of the internal security structure exists, based on the Napoleonic gendarmerie-type force. Here we can find a comparison between these three formations, including their history, contemporary tasks and competence. The purpose is to explore common features.

Chapter IV - The Army of Carabineers as the Fourth Kind of Italian Armed Force, gives examples from the history of Italian Carabineers, their contemporary tasks and position in the national security system of Italy. The history of this formation and the history of Italian small states resulted in the Carabineers becoming the fourth pillar of the Italian Armed Forces. Being a militarized institution, the Carabineers were able to serve as one of the important factors during the unification process of Italy in the 19th century. Their present tasks include the fight against the mafia and participation in peacekeeping operations.

Chapter V - The Civil Guard in Spain: A Return to Civilian Police Forces discusses the present changes in the structure and organization of the Spanish Civil Guard. In September 2006, the Spanish Government established that the Guardia Civil (GC) must have the same Director General as the Spanish National Police - the type of reform made in Belgium and Austria, where gendarmerie-type forces no longer exist. Today, the Civil Guard is the main formation devoted to the fight against Basque terrorism and illegal immigrants.

Chapter VI - The Turkish Gendarmerie: The Concept of Military Police Units, provides a description of this formation. It is necessary to stress that Jandarma is the most militarized gendarmerie in the Mediterranean region. This section discusses its history, the role played by the father of the modern Turkish state Mustafa Kemal Atatí¼rk and finally, it examines the changes in the structure of its formation in Turkey's attempt to become a member of the European Union.

Chapter VI is Institutionalization of the Cooperation of Mediterranean Constabulary Forces and explores a system for European co-operation in the internal security field.